5.1 Theories of Inequity & Inequality
OpenStax Introduction to Anthropology
Learning Outcomes
By the end of this section, you will be able to:
- Differentiate between systematic and systemic inequities.
- Discuss theories of social inequality and anthropology’s past of upholding social inequalities.
- Describe the connections between power, agency, and resistance.
Social Stratification
Division of labor, in and of itself, is not hierarchical, but when different values are assigned to different types of labor and some positions or people have power over others, this creates a hierarchy. A hierarchy is a type of social organization in which certain people or roles are given more power and prestige than others. As discussed in Economic Anthropology, there are various possible divisions of labor depending on a group’s mode of production. Many gatherer-hunter groups experience a social structure described as egalitarian, in which the diverse roles in a system of production are all given the same decision-making power and accorded the same respect among the group. In such societies, power is usually afforded by age grades, with the elders holding the most power.
Conversely, when there are differences in status or power between various roles, social stratification results. Social stratification is the hierarchical organization of different groups of people, whether based on racial category, socioeconomic status, kinship, religion, birth order, or gender. In horticultural societies, this stratification can be linked to charismatic leaders or leaders whose power is culturally imbued at birth. State societies, and specifically market economies, are considered the most stratified, meaning they have the highest resource inequities. Whether in the Inca Empire of the 1300s or the contemporary United States, a complex system of social hierarchy and social inequality accompanies state-level societies.
Levels of Inequality
Figure 9.2: This graphic depicts various levels of social inequalities. Social inequalities are often seen as separate phenomena, but they are frequently interconnected, existing in many different interactions between people and institutions. (attribution: Copyright Rice University, OpenStax, under CC BY 4.0 license)Although it is important to understand the ways in which societies control resource accumulation, it is also important to study the phenomena and experiences of inequality in one’s own culture. This section will examine how individuals experience different levels of social inequalities. In contemporary societies, experiences of social inequalities often have roots in systems of capitalism, colonialism, racism, and sexism, which all include a perceived superiority of one group over another.
Interpersonal inequalities, which are power imbalances that are rooted in personal biases, occur every day, reifying and naturalizing inequalities that exist at institutional and systemic levels. Institutional inequalities stem from the policies and practices of organizations (educational institutions, government, companies) that perpetuate oppression. Institutional inequalities exist outside of the day-to-day interactions that people experience, are often unseen, and feel like the status quo. Structural inequalities exist at a level above personal interactions and institutions because they are based on the accumulated effects of institutional decisions across society and history. This type of inequality is pervasive, global, and especially difficult to disrupt. Structural inequalities can reaffirm individual biases, creating a self-reinforcing cycle. Finally, systemic inequalities are the confluence of interpersonal, institutional, and structural inequalities; these are often portrayed by “isms” such as racism, classism, and sexism.
Inequality refers to the unequal distribution of resources. Most people learn about inequality at a young age when they are exposed to people from different socioeconomic classes in places such as schools, places of worship, or social organizations. They recognize that some people have more resources at their disposal, whether through inborn talents or social connections. Such people may wear more expensive clothing, drive more expensive cars, and even have more opportunities than others. Social inequalities are based on individual people’s backgrounds and how their opportunities in life have been affected by racism, sexism, classism, and other forms of oppression. In this context, oppression is defined as unjust exercises of power that may be overt or covert and are often used to control or inflict harm on entire groups of people. Inequity, on the other hand, refers to the unequal distribution of resources due to an unjust power imbalance. It is a type of inequality caused by this unequal distribution, often as a result of injustices against historically excluded groups of people. In the United States, inequity is seen today in areas such as the banking industry, access to voting, and the housing market, where minority groups continue to face challenges related to fairness and equitable distribution of resources. Social inequalities lead to inequity when the groups in charge of distribution allocate resources in ways that further oppress marginalized groups.
Figure 9.3: This visual representation shows the difference between equality, or providing the same resources to everyone even when needs differ, and equity, or providing resources according to people’s needs. In a truly just society (the third panel), all individuals can be treated equally with no additional accommodations. (attribution: Copyright Rice University, OpenStax, under CC BY 4.0 license)You may have seen images on social media trying to explain the difference between inequality and inequity—or, on the flip side, equality and equity. One problem with such images, as Sarah Willen, Colleen Walsh, and Abigail Fisher Williamson (2021) point out, is that because they depict individuals, audiences may interpret these images as calling for localized or individual solutions rather than systemic changes. Oppression and inequity most often are not interpersonal but exist on a structural level of economics, politics, and socialization that normalizes their presence.
In order to understand the differences between inequality and inequity, systematic oppression and systemic oppression, it is important to know that the word system has two different definitions. A system can refer to a formula for methodically attaining a goal, such as a system someone creates to study vocabulary before a foreign language exam. The term systematic oppression derives from this meaning; it is the intentional mistreatment of certain groups. On the other hand, the term system can also mean a combination of parts to form a complex whole, such as the organs in an organism. This definition is the root of the term systemic oppression, which describes how political, economic, and social inequalities are normalized and perpetuated. Many scholars have determined that systemic oppression is permanently ingrained in US laws, government, and society, with the result that it is both unseen and subconsciously upheld daily.
When discussing inequality and inequity, it is also important to understand power, which, in its simplest sense, is the ability to exert control, authority, or influence over others. Individuals with more power have more agency, or capability to act and make decisions. Agency should not be confused with free will because an individual’s agency is often heavily shaped by social characteristics such as race, gender, and class. Along with social inequalities, this chapter will discuss power, agency, and how the two are conceptualized by anthropologists through various perspectives and theoretical frameworks.
Classic Theories of Social Inequality
The remainder of this chapter will examine social inequalities in detail. It will cover racism, classism, and sexism along with some common paradigms and theoretical frameworks that explain systems of inequality and power.
According to philosopher Thomas Kuhn, paradigms are worldviews that often define a scientific discipline during a specific time period. In The Structure of Scientific Revolutions (1962), Kuhn argues that paradigms can shift when a dominant paradigm cannot explain newly discovered phenomena under which normal science operates. Each of the theories that follow was based on a paradigm shift in the social sciences of its time period. The frameworks that anthropologists use to understand power imbalances have been built on the critiques of many of the initial anthropological explanations for power imbalances and social inequalities.
Social Darwinism and Unilinear Cultural Evolution
Social Darwinism played an important role in the colonialist attitudes of the 19th and 20th centuries. Charles Darwin’s theory of evolution, discussed in detail in Biological Evolution and Early Human Evidence, speaks of how traits beneficial to the procreation of a species are passed down, creating changes over time that lead to the evolution of species on Earth. In his Principles of Biology (1864–1867), social scientist Herbert Spencer applies the principles of evolution to human societies, combining his concept of the “survival of the fittest” with French naturalist Jean-Baptiste Lamarck’s views that acquired characteristics can be passed down. Spencer argues that characteristics such as a tendency to work hard and achieve success are passed down from generation to generation, as are traits such as weaknesses and laziness, thus attributing ongoing social inequalities to biological differences.
Social Darwinists of the 19th and 20th centuries utilized Spencer’s survival theory (under Darwin’s name) to argue that competition for resources meant that “weak” human individuals should die out so that “stronger” traits could be passed down to the next generation. Social Darwinists claimed that any group that conquered another was better fit to survive and that those who were conquered would benefit from the civilizing influence of more powerful nations.
Although popular among certain social scientists, social Darwinism was not a term often used in anthropology. Anthropologists instead turned to the theory of unilinear cultural evolution (UCE), made famous by anthropologists E. B. Tylor and Lewis H. Morgan in the 19th century. UCE, which was based on comparing and contrasting different cultures, theorized that societies progressed in a linear fashion, from the lowest level of savagery through barbarism to civilization. Social Darwinism and UCE upheld social inequalities because these theories argued that the defining features of civilization were social hierarchy and inequality. They were the basis for White Europeans’ claims that their culture held more power, had more value, and allowed them to exert military power over lands that were not their own.
Functionalism
Functionalism is a theory attributed to French sociologist Emile Durkheim in the early 20th century. In anthropology, the best-known of the functionalists are Bronislaw Malinowski and A. R. Radcliffe Brown, who examined the purpose that certain cultural characteristics serve in the order of society. For functionalists, egalitarian societies have certain rituals or beliefs that maintain equality, while in stratified societies, the hierarchy of roles maintains order when conflict arises. The function of social stratification, then, is to give power to those who are most equipped to lead, or to motivate those with talents to achieve positions of power and create wealth for the larger society. A functionalist view understands social inequalities as a reflection of people’s varying levels of benefit to the group.
Later theorists criticized functionalism for its use of research that was ahistorical, meaning that it did not acknowledge the specific historical experiences of a group and thus attempted to understand societies without taking into consideration their connections to other cultures. For instance, functionalists largely ignored the impacts of colonialism on small, seemingly isolated populations, arguing instead that social stratification—and, consequently, global political inequalities—was an unyielding and inevitable part of the process of becoming a “complex society.”
Conflict Theory
Conflict theory, created by the late 19th-century political philosopher Karl Marx, offers a more pessimistic view. Marx argued that hierarchy is not a means of keeping society balanced but rather the main source of conflict among humans. He and Friedrich Engels originally conceptualized two classes of capitalism in terms of ownership. The bourgeoisie, descended from powerful families, were the owners of the means of production, while the proletariat were those who sold their labor and lived off a wage. The powerless majority, the proletariat, were far removed from the decision makers and power holders, who had separated the proletariat from their own skills through industrialization and mechanization. In this view, the conflict between those with wealth and the means of production and those without is the basis of all social conflict.
As more social scientists grappled with differences in class and wage, they began to critique conflict theory more. W. E. B. Du Bois ([1940] 1984), an American sociologist working in the early 20th century, added wage and race theories to the classic examination of class conflict. He questioned whether there was a relationship between one’s knowledge in a trade and one’s wages and subsequently concluded that the worth of labor was determined solely by capitalists (the bourgeoisie). Du Bois further observed that class distinctions were forming among Black groups in Philadelphia, mostly unnoticed by White people, who continued to generalize them as one monolithic group. His critique was that conflict theory did not take race into account as both an area wherein class differences occur and another area that can cause conflict (and detract from issues of class and wage). Du Bois’s pioneering ethnographic studies at the turn of the 20th century were among the earliest scientific research on Black Americans’ lived experience of race and racism in the United States. His influence on and relationship with anthropologist Franz Boas were significant factors in Boas’s own disavowal of race as a determinant of the value and worth of diverse cultures. Du Bois’s work remains relevant in the present day as anthropology continues to address its own historical roots in colonialism.
Figure 9.4: W. E. B. Du Bois’s pioneering ethnographic research was among the earliest scientific studies of race and racism in the United States. (credit: “W. E. B. (William Edward Burghardt) Du Bois, 1868–1963” by Cornelius Marion Battey/Library of Congress, Prints & Photographs Division, Public Domain)Critical Race Theory
Critical race theory (CRT), developed by legal scholars in the 1980s, asserts that much of the inequity experienced by oppressed people in the United States can be understood through the critical lens of race. CRT states that racism is endemic, or regularly found in the laws, policies, and institutions of the United States. Thus, people who are socialized in American institutions often do not see the ways in which racism plays out in their daily lives. Notions of color blindness and meritocracy uphold the idea that racism either does not exist or is actually related to class, socioeconomics, or other factors. Color blindness is the idea that people “don’t see color,” meaning that they are unaware of the ways in which someone may experience the world because of the color of their skin. A meritocracy is a system in which people succeed entirely through their own hard work; thus, someone who believes in the notion of meritocracy overlooks any structural or racial inequities that may keep individuals from accessing the resources necessary for success (Delgado and Stefancic 2013). In the United States, these two concepts are often used together to blame poor (especially poor Black) individuals and families for their own misfortunes instead of looking to structural causes of poverty and income inequality. The term welfare queen is often used by politicians and the media to refer to a specific (Black or minority) demographic, even though statistically, White women are the most common recipients of government benefits. One way to challenge everyday endemic racism is to utilize counter-storytelling. These stories counteract the socialized assumptions that keep people of color marginalized. For instance, counter-stories are important in challenging the power of stereotypes such as the “welfare queen.”
Critical race theory has become a hotly debated topic among politicians in the United States. CRT is often misunderstood by critics, who see it as a one-sided examination of (particularly American) history and society because CRT examines society through the lens of power and oppression. It often focuses on which groups benefit from cultural changes, including such things as civil rights legislation, essential to a democracy’s guarantee of equal opportunity and protection under the law. In anthropology, CRT is an important tool for examining both modern institutions and the experiences of individuals in the United States, especially in regard to social inequalities. As just one example, CRT can shed light on the decisions made by those in power when redrawing the boundaries of voting districts. These decisions are often made with the goal of cementing a majority for a particular political party while diluting the voting power of citizens who don’t typically belong that party, a practice known as gerrymandering. It is important for social scientists to consider the potential role of race and racism in making these decisions. If race and/or racism were found to be a factor, then these political decisions would be considered an example of systemic oppression.
Power
More contemporary frameworks of social inequalities include an understanding of power. This section dives into the concepts and frameworks used in studying power. To recap, power is the ability to exert control, authority, or influence over others; agency, which comes from power, is the capability to act and make decisions. Power can be conceptualized as both subtle and coercive; in some contexts, it’s obvious who has power and how it’s utilized, but in other contexts, there are power imbalances that are allowed in everyday life. The point of this section is to contemplate why people allow certain power imbalances to exist while challenging others. Often, people allow power imbalances that they benefit from and resist imbalances that they do not benefit from. To better understand this, it is useful to discuss various concepts related to power, including hegemony, the state apparatus, biopolitics, and necropolitics.
Hegemony
Antonio Gramsci, famous for his writings on philosophy, political theory, sociology, linguistics, and history, came up with the concept of hegemony while imprisoned by the Fascist Italian government. A founding member of the Communist Party of Italy, he was arrested by Benito Mussolini’s Fascist regime for provoking class hatred and civil war and was sentenced to 20 years of imprisonment. In The Prison Notebooks, composed of 33 notebooks written during his imprisonment, Gramsci writes about power using the notion of hegemony. Hegemony describes how people with power keep their power through the subtle dissemination of certain values and beliefs. Hegemony relies on the maintenance of a “groups’’ authority and various mechanisms through which those in marginalized groups accept the leadership of another group’s authority. These mechanisms include cultural institutions such as education, religion, family, and common practices of everyday life. When a paradigm is so dominant that no one questions it, it becomes hegemonic. For instance, the idea that the United States is a democracy, even though many Americans are disenfranchised from voting and several presidential candidates have won the popular vote but lost the election, could be considered a hegemonic paradigm.
The State Apparatus
French Marxist philosopher Louis Pierre Althusser is known for his writings about ideologies of exploitation. Asking how those who are exploited continue to remain exploited, Althusser developed the concept of the state apparatus. The state apparatus consists of two intertwined but distinct sets of institutions, the repressive state apparatus and the ideological state apparatus, which function together to maintain state order and control. Repressive state apparatuses include institutions through which the ruling class enforces its control, such as the government, administrators, the army, the police, the courts, and prisons. These institutions are repressive because they function by violence or force. Althusser argues that the state also consists of ideological state apparatuses, which include distinct and specialized institutions such as religious institutions, public and private education systems, legal systems, political parties, communication systems (radio, newspapers, television), family, and culture (literature, arts, and sports). Ideological state apparatuses, although they include different institutions that are dominated by ruling class ideologies, are also sites where the ideologies of exploited classes can grow. Therefore, ideological state apparatuses can be places of class struggle and social change.
Biopolitics
French philosopher Michel Foucault conceptualized power through biopolitics, which refers to the ways populations are divided and categorized as a means of control, often by the state. This categorization and division—in terms of race, religion, or citizenship status, for instance—seeks to further marginalize certain groups and increase the power of the state. Biopolitics can be understood as the use of power to control a population through surveillance, which Foucault refers to as biopower in his book The History of Sexuality ([1978] 1990). An example of biopower in action is government control of immigrants, especially undocumented migrants. In his ethnography Pathogenic Policing: Immigration Enforcement and Health in the US South (2019), medical and legal anthropologist Nolan Kline describes immigrant policing as a form of biopower that attempts to control and govern immigrants through tactics based on fear, making undocumented immigrants fearful as they go about the normal activities of their daily lives, with many afraid to even seek health services when necessary.
Necropolitics
Cameroonian philosopher and political theorist Joseph-Achille Mbembe, known as Achille Mbembe, writes about power through the idea of necropolitics (the power of death). Necropolitics, an extension of Foucault’s biopolitics, explores the government’s power to decide how certain categories of people live and whose deaths are more acceptable. Mbembe describes this as a power to decide “who matters and who does not, who is disposable and who is not” (2003, 27). The power to determine a life’s worth resides within both political systems and the decisions that policy makers are tasked with. It has, quite literally, life-or-death consequences, from who has access to life-saving medical technology to who is most policed and most likely to end up in jail.
The Black Lives Matter social justice movement is a response to an understanding that modern necropolitics in the United States treats Black people as disposable. The Black Lives Matter movement has grown beyond the United States in response to other nations’ state policies that are seen as treating people of color as not worthy of protection or care.
Agency
Agency, or the ability to act and make decisions, has become an important concept in anthropology because it helps make sense of how powerful institutions interact with individuals.
With the theory of agency and structuration, British sociologist Anthony Giddens paved the way for the growth of theories on how humans interact with systems. Systems are the powerful, overarching beliefs through which the world is organized, which influence the ways in which individuals interact with their world. Although they most often go unnoticed and unquestioned, systems influence the decisions humans make. In terms of social inequality, in systems with unequal access to resources, the ability to decide or the options that one can choose between differ depending on diverse variables. The more power people have, the more choices they may be presented with, and the more they can mold and shape the systems in which they live through their decisions.
French sociologist Pierre Bourdieu attempted to explain how societal structures are upheld and changed by processes generated by individuals. The idea of habitus, or the ingrained habits and dispositions that are socialized into people from birth depending on their status in society, is used to explain how individuals uphold cultural systems such as capitalism, class, racism, or patriarchal values. Habitus is understood both to imbue people with certain skill sets and perspectives according to their life experiences and to make possible social change because it understands systems as generative instead of static. For instance, the modern capitalist system has not always existed as know it is today. Many smaller decisions, practices, and consequences have formed and reformed capitalism, reflecting diverse interests over time.
Resistance
In their attempts to better understand power and agency, Marxist and feminist anthropologists in the 1980s and 1990s wrote a number of ethnographies about the relationship between resistance and the systems that create social inequalities and oppression. Resistance, at the basic level, refers to the act of challenging power and domination. Power is nearly always resisted in both overt and subtle ways, but the difference is often reflected in how much agency individuals have in resisting systems of domination and oppression. This section uses the example of Palestine to explore ways in which Palestinians are resisting power.
The creation of the state of Israel in 1948 dispossessed the Palestinians who were indigenous to the land. Between 400 and 600 Palestinian villages were destroyed, and between 700,000 and 750,000 Palestinians were exiled from the portion of Palestine that became Israel.
Figure 9.5: Zionist colonization and the erasure of Palestinian land and people (attribution: Copyright Rice University, OpenStax, under CC BY 4.0 license)While Israelis celebrate achieving independence in 1948, Palestinians refer to this period of displacement of hundreds of thousands from their homes as the Nakba, which translates from Arabic as “disaster” or “catastrophe.” The Nakba is ongoing in the Occupied Palestinian Territory (OPT), which includes the West Bank, East Jerusalem, and Gaza, where the occupation by Israel is illegal according to international laws. The Nakba is also ongoing for members of the Palestinian diaspora (the dispersion of a people from their original home) around the world who do not have the right to return.
Palestinians living in the West Bank and East Jerusalem live under a system of checkpoints, military occupation, and segregation from Jewish settlers. Palestinians in Gaza are living in an open-air prison with extremely limited access to clean water, inconsistent electricity, and no freedom of movement (Erakat and Azzeh 2016). Despite this level of oppression, Palestinians in different parts of the OPT and the Palestinian diaspora still have agency, and they use this agency in different ways to resist Israeli oppression and the devaluation of the Palestinian experience. While political and social movements are critically important for combating injustice and oppression, there are also Palestinians and Israelis working together to create cultural bridges between the communities. One example of this is the West-Eastern Divan Orchestra.
Founded in 1999 by pianist and conductor Daniel Barenboim, who was born in Argentina and moved to Israel as a child, and Palestinian scholar and activist Edward Said, the West-Eastern Divan Orchestra is a group of Israeli, Arab, and Palestinian musicians who work to promote equality and understanding across sociopolitical divides. The orchestra travels and performs internationally as an “orchestra against ignorance,” founded on the idea that when musicians come together to create music, they must work in harmony and respect each other. Not only intended to forge strong bonds among the musicians, the orchestra also serves to highlight the importance of respecting cultural differences and of recognizing a common humanity within the Middle East as a whole. Barenboim states emphatically that the orchestra’s purpose is not to make peace but to create the conditions for peace. Ethnocentrism underlies oppression, and model initiatives such as the West-Eastern Divan Orchestra serve as reminders of the importance of tolerance and respect as deterrents against oppression.
